The regulator is seeking feedback on proposed amendments to regulations concerning DRs, Thai ETFs’ investment in foreign L&I ETFs and margin lending.
On 9 November, Thailand’s Securities and Exchange Commission (SEC) opened a public consultation on draft rules covering depositary receipt (DR), investment by Thai exchange-traded funds (ETFs) and margin loan. The proposed changes aim to strengthen the DR framework by enhancing the quality of securities underlyings The proposed changes aim to strengthen the DR framework by enhancing the quality of securities underlyings, while promoting consistency in the supervision of exchange-traded
